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Acupuncture For OSA Sufferers: Sham or Science?

July 22, 2008

As a licensed acupuncturist, it's empowering to see your 
profession cast in an approving light, especially when it's 
reviewed by a well respected medical journal. However, 
since I have witnessed the effectiveness of acupuncture for 
a myriad of disorders, I am always curious as to why its 
efficacy is not positively portrayed in more clinical 
trials. Having reviewed this study for Dr. Park, I now know 
why. 
 
STUDY OVERVIEW 
 
The purpose of this study was to investigate the efficacy 
of acupuncture in the treatment of moderate obstructive 
sleep apnea syndrome (OSAS). It was a randomized, 
placebo-controlled, single-blinded study, with blinded 
evaluation of 36 patients presenting with an apnea/hypopnea 
index (AHI) of 15-30/h (for an explanation of AHI go to: 
http://www.medicinenet.com/sleep_apnea/article.htm). The 
patients were divided into 3 groups: an experimental group 
of 12 people receiving acupuncture once a week for 10 
weeks, a sham group of 12 patients who received “fake” 
acupuncture once a week for 10 weeks, and a control group 
of 12 patients who received no treatment. The results 
showed that out of the 26 patients who completed the study, 
there were significant changes for those in the 
experimental group that received acupuncture. Not only did 
the number of respiratory events (or number of 
obstructions) decrease in the acupuncture group, but there 
were also marked improvements in the outcome measures as 
displayed by the SF-36 and Epworth questionnaires. The 
investigating team concluded that acupuncture is more 
effective than sham acupuncture in relieving the 
respiratory events of patients presenting with moderate 
OSAS. 
 
SHAM VERSUS REAL LIFE RESULTS 
 
My first question regarding this study has to do with the 
conclusion made by the investigating team. While the 
research showed that acupuncture is more effective than 
sham acupuncture in relieving respiratory events in 
moderate OSAS, there was no mention of a comparison of the 
experimental group (those receiving acupuncture) to the 
control group (those not receiving acupuncture).  
 
Granted, real acupuncture versus “sham” acupuncture may 
prove that there is such as thing as a “good” treatment 
versus a “bad” treatment. Especially as the research team 
here utilizes the sham group in the same way that a 
pharmaceutical company would compare those who were taking 
"placebos" to those who were taking the "controlled 
substance" in question. However, some TCM (Traditional 
Chinese Medicine) practitioners may disagree with the 
study's conclusion citing faults in its design. 
 
EASTERN VERSUS WESTERN STUDY DESIGN 
 
The study noted that there were some improvements in the 
sham group over those in the control group. This implies 
that even though no real acupuncture points were used on 
specific meridians, there was some sensation or response 
that provoked an outcome for the patient. This can lead to 
conflicting ideas as to whether the sham acupuncture is in 
fact a real treatment or if it is truly placebo acupuncture 
as it is meant to be. For this reason, a future study with 
only 2 study arms, an experimental group and a control 
group, omitting a sham group altogether in favor of simply 
comparing the results of acupuncture to no acupuncture may 
be better from a TCM perspective. 
 
Furthermore, if it is true that a clinical trial must show 
a certain reliability and reproducibility in order for it 
to be deemed valid, this same criteria makes it difficult 
to assay the full impact of acupuncture and other forms of 
TCM for the treatment of illnesses confined within a 
Westernized paradigm of disease and health.  
 
DIFFERENT PARADIGMS, DIFFERENT PERSPECTIVES 
 
When I was in graduate school, I was part of a research 
team that put together a proposal for studying the effects 
of acupuncture in post-stroke rehabilitation. Our analysis 
of previous studies addressing the use of acupuncture 
revealed several fundamental difficulties in the assessment 
of an ancient Eastern medical paradigm within the framework 
of modern Western medical research protocols. These 
difficulties occurred primarily when attempting to apply 
scientific demands of reliability and validity to the TCM 
treatment approach based on individual presentation and 
pattern diagnosis.  
 
TCM sees each person as an individual with a unique set of 
patterns and presentations regardless of the disease 
diagnosis. That being said, 5 people presenting with OSAS 
to a TCM practitioner may be diagnosed with 5 different TCM 
disease patterns and therefore treated with different 
acupuncture point prescriptions. While some of the points 
may be the same, as noted in this pilot study being 
reviewed, there may be other points specific to each 
individual that addresses the root of his/her sleep apnea 
syndrome. Treating the root of the disorder or what is 
considered the underlying cause is a fundamental treatment 
principle in TCM. Not only can such a treatment reduce the 
severity of the symptoms, but it may also reduce the 
occurrence or recurrence of such disorders altogether.  
Therefore, it would be interesting to note the long-term 
effects of using the same point protocol on different 
patients and whether or not further evaluation at a later 
date would show more variance in results. Unfortunately, 
there is no mention in the original article of the 
different TCM disease patterns used to come up with their 
acupuncture point prescription or if that was even taken 
into consideration.  
 
In essence, the basic differences in approach may make a 
true study of TCM impossible within a Western medical 
framework. Thus, trying to adhere to strict TCM protocols 
usually results in studies being conducted with 
discrepancies in design, intervention and control 
procedures--all things that in a more statistical 
evaluation like the study mentioned would compromise the 
scientific relevance and validity of their results. 
 
 
Perhaps the future of clinical trials investigating the 
efficacy of acupuncture lies within a setting that allows 
for both a TCM approach of customized treatment along with 
a Western standardization that will be statistically 
measurable, reproducible, and scientifically valid. While 
the efficacy of acupuncture has been seen for thousands of 
years, it seems the progress of acupuncture research is 
slow indeed, and the gap between TCM and Western medicine 
may be the sticking point when trying to conduct a valid 
clinical study using acupuncture. 
 
----------------------------------------------------------------- 
Amy R. Hausman, L.Ac, Dipl. OM. (NCCAOM) is board-certified 
in Chinese Medicine. As the founder of Co-Creative Healing 
Arts and 
Acupuncture, Amy brings her experience as a licensed 
acupuncturist and psycho-spiritual counselor to those 
suffering from anxiety/depression, sleep 
disorders,reproductive issues, pain management, addictions, 
chronic sinusitis, migraines, and other acute and chronic 
illnesses. 
 
Focusing on the body as a whole rather than only the part 
that is 
sick is a key to healing all types of disorders. It is this 
subtle yet powerful approach that Amy integrates using her 
background in both Chinese medicine and Integrative Energy 
Medicine in order to help initiate the person’s own healing 
process. 
 
For a limited time, mention this article and receive $50 
off your first consultation and treatment. You can contact 
her directly at: 917-334-8907. 
 
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*Treatment of Moderate Obstructive Sleep Apnea Syndrome 
with Acupuncture: A randomized, placebo-controlled pilot 
trial 
Anaflavia O. Freire, Gisele C.M. Sugai, Fernanda Silveira 
Chrispin, Sonia Maria Togeiro, Ysao Yamamura, Luiz Eugenio 
Mello, Sergio Tufik: Sleep Medicine, 2006, xx(xxxx), 1-8, © 
Elsevier